15 Biggest Compliance Challenges for Advisors in 2023
Start Slideshow Compliance with the Securities and Exchange Commission’s marketing rule has been named advisors’ top chore for the third...
life insurance
Raymond James Pride Network Continues to Grow in Third Year
What You Need to Know Raymond James’ annual Business of Pride Symposium was held June 28-30. The firm says that...
Can a life insurance claim be denied for drug use?
Drug use is a complicated topic. On the one hand, drugs like marijuana have achieved more widespread acceptance in the...
If 90% of Clients Are Satisfied, Why Do Only 35% Make Referrals?
The survey found that 31% of clients currently have low to moderate confidence, in large part influenced by market performance...
SEC Wants BDs to Assess Cash Reserves Daily
What You Need to Know SEC Chairman Gary Gensler said the proposal would protect customers if a broker-dealer fails. The...
Life insurance for unmarried couples: 5 things to consider
No ring, no problem: Here’s what you should know about getting an affordable life insurance policyby Virginia Anderson July 12,...
AOPA Private Pilot Life Insurance Review: Worth it or Rip Off?
I was recently working on quotes for pilot life insurance for a client of mine a few days ago when...
7 Little Known Reasons You’ll Pay More for Life Insurance
The ‘40s were a different time. After the war had ended, in 1946, Camels, the cigarette company, ran an advert...
New Pretrial Hearing Set for Ex-Broker Charged With Murder of BofA-Merrill Exec
What You Need to Know The next pretrial conference for ex-broker Anthony Duwayne Turner is scheduled for Aug. 21. Turner...
More Older Clients Should Be Selling Their Life Insurance Policies
What You Need to Know The Life Insurance Settlements Association estimates that 3,100 U.S. consumers sold their in-force life insurance...
